Meet Stacy Sizemore, Chief Compliance Officer at tru Independence!
With over 30 years of experience in the RIA compliance world, Stacy has become a trusted leader in her field. Her ability to lead clients to succeed in the compliance space is reflected in every aspect of her work. From navigating complex regulations to building meaningful relationships, she ensures firms stay on track and compliant while empowering them to grow.
Stacy is known for her ability to break down the complex world of compliance into something manageable and understandable for the firms she works with, as well as for tru as a whole. A central philosophy that guides her approach is understanding the "why" behind regulations. For Stacy, it’s essential to be a translator—taking complex policies and communicating their purpose to ensure firms are not just compliant, but also engaged and informed.
To stay at the forefront of the constantly evolving RIA landscape, Stacy draws on her extensive network and continuous education. Earning her Investment Advisor Certified Compliance Professional (“IACCP®”) credential was a critical step in this journey, connecting her with a community of compliance professionals through industry, roundtables, and associations such as the Fidelity CCO Roundtable group and the Greater Portland Compliance Association. Staying informed isn’t just about keeping up with the news—it’s about maintaining relationships with other experts and sharing ideas. This collaborative mindset allows Stacy to bring innovative solutions to her work.
“When it comes to compliance situations, we focus on taking the burden off the firms, especially with complex or sensitive matters. Transparency is key to building trust and resolving issues efficiently. My advice for RIAs is to trust the experts—at tru Independence we handle the complexities, so firms can focus on their core business.”– Stacy Sizemore
Outside of the office, Stacy enjoys spending time with her husband Chris, daughter Delanie, and friends, often outdoors, listening to music, and exploring local pubs. If she weren't in compliance, she’d pursue her dream of owning a pub, creating a space where friends and strangers could come together and enjoy great company. Coming from Portland, OR, Stacy has a deep passion for craft beer and loves embracing local culture wherever she travels, always visiting pubs to discover what makes each one unique. If you know Stacy, you also know she is OBSESSED with dogs. This pub would somehow incorporate the furry kids – Dog Grog anyone?
Stacy’s colleagues describe her as someone who not only excels in her role but also brings energy and positivity to any room she enters. Whether providing guidance on complex regulatory matters or recommending the best spots to relax and unwind, Stacy is a reliable source of knowledge and joy.
Stacy’s dedication to compliance, combined with her approachable and collaborative style, makes her an invaluable leader at tru Independence. Her ability to simplify the complex, foster strong relationships, and create a supportive environment for both clients and colleagues sets her apart. As Stacy continues to lead with expertise and passion, she remains a trusted resource, ensuring firms not only stay compliant but also thrive.